Chapter 13

Trade and the Environment

We begin the chapter with two provocative questions. First, is free trade anti-environment? We argue that it is not. There is no reason to think that trade generally promotes production or consumption of products that cause large harm to the environment. Surprisingly, the incentive to relocate production into “pollution havens” is usually small. Trade tends to raise world production and incomes. While some environmental problems become worse as production and income rise, others become less severe, in part because protecting the environment is a normal good.

Slide26
知识点8
案例4
习题60

Knowledge Points

知识点

manual

Is Free Trade Anti-Environment?

We begin the chapter with two provocative questions. First, is free trade anti-environment? We argue that it is not. There is no reason to think that trade generally promotes production or consumption of products that cause large harm to the environment. Surprisingly, the incentive to relocate production into “pollution havens” is usually small.

  • There are several effects of increasing international trade on pollution and the environment.
  • Free trade will alter the
  • composition
manual

Is the WTO Anti-Environment?

Second, is the World Trade Organization anti-environment? WTO rules recognize environmental-protection exceptions to its general thrust toward free trade, but the WTO also worries that restrictions that governments claim to be necessary to protect the environment are pretexts for common protectionism. A country can impose product standards to protect the environment, but the standards must apply to all consumption, not just imports, and the standards must be based on scientific evidence.

  • Three important types of policies that may qualify for environmental exception by the WTO:
  • 1. When consumption of products can cause damage
  • WTO position: A country generally can impose product standards or other limits on consumption to protect the country’s health, its safety, or the environment, even though such a policy may limit imports.
manual

The Specificity Rule Again

Adverse environmental effects like pollution are negative externalities, distortions that lead to failures of the market to be fully efficient. The specificity rule introduced in Chapter 10 is a handy guide to government policy to address negative environmental externalities. In fact, there are two types of government policy that can directly attack the distortion—imposing taxes and subsidies, or changing property rights.

  • externality
  • exists when somebody’s actions bring direct costs or benefits to anybody who is not part of the marketplace decisions to undertake the activity.
  • Pollution is an externality that imposes an external cost on people who do not have any say over the pollution. This distortion leads to market failure.
manual

A Review of Policy Prescriptions

The Paris agreement, signed by almost all the world’s countries, came into effect in 2016. Each country agreed to make a voluntary pledge of actions that it would take to reduce its greenhouse gas emissions, and these pledges are to be reviewed and upgraded every five years. The agreement relies on exchanges of information and peer pressure.

  • When we have to choose between doing nothing and intervening in the product markets related to externalities, as a substitute for controlling the externality directly, we should follow the guidelines summarized in the following table:
manual

Global Environmental Challenges

Second, is the World Trade Organization anti-environment? WTO rules recognize environmental-protection exceptions to its general thrust toward free trade, but the WTO also worries that restrictions that governments claim to be necessary to protect the environment are pretexts for common protectionism. A country can impose product standards to protect the environment, but the standards must apply to all consumption, not just imports, and the standards must be based on scientific evidence.

  • Depletion of the ozone layer
  • Global warming as a result of greenhouse gases
  • When an environmental problem causes only domestic costs, it is up to the government of the country to address it.
manual

Trade and Domestic Pollution

In our formal analysis we begin with the case in which pollution caused by an activity within the country has effects only on this country. We use tools similar to those that we developed in Chapter 10. If the country simply allows the pollution to occur, with no government policy to limit the negative externality, we show that free trade can make the country worse off, and that the country can export the wrong products.

  • Economic activities sometime produce significant amounts of domestic pollution. That is, the costs of the pollution fall only on people within the country.
  • If there are no policies that force market decision-makers to internalize these external costs:
  • Free trade can reduce the well-being of the country.
manual

The Size and Income Effects

We begin the chapter with two provocative questions. First, is free trade anti-environment? We argue that it is not. There is no reason to think that trade generally promotes production or consumption of products that cause large harm to the environment. Surprisingly, the incentive to relocate production into “pollution havens” is usually small.

  • Additional
  • gains from trade
  • have two different effects on the economy:
manual

Environmental Problems by Income Level

We begin the chapter with two provocative questions. First, is free trade anti-environment? We argue that it is not. There is no reason to think that trade generally promotes production or consumption of products that cause large harm to the environment. Surprisingly, the incentive to relocate production into “pollution havens” is usually small.

  • Long description on slide 6

Cases

案例与情境

The material of this chapter lends itself to additional examples. The ...

The material of this chapter lends itself to additional examples. The instructor can introduce extra material in lecture, in class handouts, or in additional readings. Some examples include the threat to the marine population of the Galapagos, water quality and air quality along the Rio Grande, the U.S. diversion of water in the Colorado River before it gets to Mexico, the paper mills in Uruguay that have been opposed by Argentina, dams on the Mekong River, the drift of air pollution from China to South Korea and Japan, overfishing of tuna (especially bluefin tuna), and the role of deforestation in contributing to global warming.

查看原始摘录

The material of this chapter lends itself to additional examples. The instructor can introduce extra material in lecture, in class handouts, or in additional readings. Some examples include the threat to the marine population of the Galapagos, water quality and air quality along the Rio Grande, the U.S. diversion of water in the Colorado River before it gets to Mexico, the paper mills in Uruguay that have been opposed by Argentina, dams on the Mekong River, the drift of air pollution from China to South Korea and Japan, overfishing of tuna (especially bluefin tuna), and the role of deforestation in contributing to global warming.

The analysis of transborder pollution raises new issues. We use the ...

The analysis of transborder pollution raises new issues. We use the example of production activity in one country that pollutes a river flowing into a neighboring country. The best solution would balance the gains to the polluting country from dumping waste into the river with the costs of pollution to the receiving country.

查看原始摘录

The analysis of transborder pollution raises new issues. We use the example of production activity in one country that pollutes a river flowing into a neighboring country. The best solution would balance the gains to the polluting country from dumping waste into the river with the costs of pollution to the receiving country. Generally, this best solution is less pollution than the amount that occurs with no government policy, but more than zero pollution. However, the government in the polluting country may resist imposing a pollution tax (or some other way to limit pollution by its firms), because it bears the national costs while the other country gets the national benefits. If international negotiations fail, what should the receiving country do? It cannot tax the foreign pollution or even the foreign production that causes pollution. If the receiving country imports the product from

In our formal analysis we begin with the case in which ...

In our formal analysis we begin with the case in which pollution caused by an activity within the country has effects only on this country. We use tools similar to those that we developed in Chapter 10. If the country simply allows the pollution to occur, with no government policy to limit the negative externality, we show that free trade can make the country worse off, and that the country can export the wrong products.

查看原始摘录

In our formal analysis we begin with the case in which pollution caused by an activity within the country has effects only on this country. We use tools similar to those that we developed in Chapter 10. If the country simply allows the pollution to occur, with no government policy to limit the negative externality, we show that free trade can make the country worse off, and that the country can export the wrong products. This occurs because of the marginal external costs, in our example resulting from pollution that accompanies domestic production of the export good. A government policy that taxes pollution or production that causes pollution (or that establishes suitable property rights) can reverse these effects, assuring that the country exports and imports the appropriate products and gains from free international trade.

Actual global negotiations to reach agreements to reduce greenhouse gas ...

Actual global negotiations to reach agreements to reduce greenhouse gas emissions have been challenging. In the Kyoto Protocol, many industrialized countries made commitments to reduce their greenhouse gas emissions, but developing countries refused to do so. The Protocol came into effect in 2005, but the United States and Australia decided not to ratify it.

查看原始摘录

Actual global negotiations to reach agreements to reduce greenhouse gas emissions have been challenging. In the Kyoto Protocol, many industrialized countries made commitments to reduce their greenhouse gas emissions, but developing countries refused to do so. The Protocol came into effect in 2005, but the United States and Australia decided not to ratify it. (Australia ratified in 2007.) The Protocol did not accomplish much. Some industrialized countries did not meet their emissions targets. Emissions increased in the United States and in many developing countries.

Exercises

习题与答案

题目 1Is Free Trade Anti-Environment?

Which of the following is likely to be the least important factor for firms in determining production location?

  • A) Comparative cost advantage
  • B) Costs of environmental protection standards
  • C) Transportation costs
  • D) External economies of scale

正确答案:B | Costs of environmental protection standards

难度:1 Easy Bloom's:Remember

题目 2Is Free Trade Anti-Environment?

Free trade may lead to less pollution because

  • A) it results in increased production and consumption of goods and services.
  • B) competition among nations leads to stricter pollution standards.
  • C) higher income can lead to political pressure on governments to enact tougher environmental protection policies.
  • D) imported products are produced using cleaner production techniques than domestic products.

正确答案:C | higher income can lead to political pressure on governments to enact tougher environmental protection policies.

难度:1 Easy Bloom's:Remember

题目 3Is Free Trade Anti-Environment?

Free trade may lead to more pollution because

  • A) with free trade, the size of the economy increases resulting in higher production and consumption.
  • B) competition among nations invariably leads to less restrictive pollution standards.
  • C) the countries may not specialize in the production of goods in which they have comparative advantage.
  • D) imported products are produced using cleaner production techniques than domestic products.

正确答案:A | with free trade, the size of the economy increases resulting in higher production and consumption.

难度:1 Easy Bloom's:Remember

题目 4Is Free Trade Anti-Environment?

Identify the correct statement.

  • A) There is sufficient evidence to prove that free trade simply promotes production and consumption of products that tend to cause large amounts of pollution.
  • B) It is not easy to find cases where government policies that limit or distort trade result in environmental damage.
  • C) Freer trade in environmental services actually lowers environmental quality, especially in the developing countries.
  • D) Environmentalists often fear that free trade permits production to be shifted to countries that have lax environmental standards.

正确答案:D | Environmentalists often fear that free trade permits production to be shifted to countries that have lax environmental standards.

难度:2 Medium Bloom's:Understand

题目 5Is Free Trade Anti-Environment?

Environmental harm declines with rising income per person when

  • A) the consumption of environment-friendly goods decline with an increase in income.
  • B) with rise in income the increase in demand for better environment quality is larger than any adverse effects from rising production scale.
  • C) the government imposes restrictions on the import of environment-friendly technologies from abroad.
  • D) the adverse effect of any increase in nominal Gross Domestic Product (GDP) dominates any modest improvements from better production techniques.

正确答案:B | with rise in income the increase in demand for better environment quality is larger than any adverse effects from rising production scale.

难度:2 Medium Bloom's:Understand

题目 6Is Free Trade Anti-Environment?

Which of the following would you expect to lead to improved environmental quality?

  • A) An export or production subsidy from the French government to French wheat producers
  • B) A voluntary export restraint on the part of Japanese auto producers
  • C) An export subsidy for producers of clean technology for producing paper
  • D) Freer trade that promotes production of manufactured goods in developing countries where environmental laws are lax

正确答案:C | An export subsidy for producers of clean technology for producing paper

难度:2 Medium Bloom's:Understand

题目 7Is Free Trade Anti-Environment?

Which of the following would you expect to lead to worsening environmental quality?

  • A) An export or production subsidy from the Chinese government to Chinese steel manufacturers
  • B) Freer trade in capital equipment that incorporates environmentally friendly technologies
  • C) An export subsidy for producers of clean technology for producing paper
  • D) Freer trade that promotes production of manufactured goods in developing countries where environmental laws are strict

正确答案:A | An export or production subsidy from the Chinese government to Chinese steel manufacturers

难度:2 Medium Bloom's:Understand

题目 8Is Free Trade Anti-Environment?

Which of the following statements is true?

  • A) Evidence shows that measures to keep the environment clean represent a large percentage of the total costs of production for a firm in a country with strict environmental laws.
  • B) There are large incentives for firms to relocate from countries with strict environmental laws to countries with lax environmental regulation.
  • C) Firms are unlikely to relocate their high-pollution production to countries with lax environmental laws because they fear that such moves will result in adverse effects on their reputations.
  • D) Imposition of a tax on the production of a particular high-pollution product typically has a greater impact on consumer surplus than on producer surplus.

正确答案:C | Firms are unlikely to relocate their high-pollution production to countries with lax environmental laws because they fear that such moves will result in adverse effects on their reputations.

难度:2 Medium Bloom's:Understand

题目 9Is Free Trade Anti-Environment?

For which of the following types of environmental pollution can we expect that the level of environmental harm would increase as per capita income increases?

  • A) Carbon dioxide emissions
  • B) Lead pollution in water
  • C) Carbon monoxide
  • D) Arsenic in water

正确答案:A | Carbon dioxide emissions

难度:1 Easy Bloom's:Remember

题目 10Is Free Trade Anti-Environment?

For which of the following environmental pollutions would we expect that an inverted-U relationship would exist between environmental harm and per capita income?

  • A) Carbon dioxide emissions
  • B) Lead pollution in water
  • C) Sulfur dioxide in air
  • D) Airborne heavy particles

正确答案:C | Sulfur dioxide in air

难度:1 Easy Bloom's:Remember

题目 11Is Free Trade Anti-Environment?

The relationship between environmental harm and national income per person for arsenic water pollution exhibits a(n)

  • A) downward sloping curve.
  • B) upward sloping curve.
  • C) U-shape curve.
  • D) inverted U-shaped curve.

正确答案:D | inverted U-shaped curve.

难度:1 Easy Bloom's:Remember

题目 12Is the WTO Anti-Environment?

As the world moves toward freer trade, the composition of production shifts so that more environmentally "dirty" products are produced in ________ and more environmentally "clean" products are produced in

  • A) industrialized countries; developing countries.
  • B) developing countries; industrialized countries.
  • C) both industrialized and developing countries; only industrialized countries.
  • D) developing countries; neither industrialized nor developing countries.

正确答案:A | industrialized countries; developing countries.

难度:2 Medium Bloom's:Understand

Manual Preview

教师手册摘录

We begin the chapter with two provocative questions. First, is free trade anti-environment? We argue that it is not. There is no reason to think that trade generally promotes production or consumption of products that cause large harm to the environment. Surprisingly, the incentive to relocate production into “pollution havens” is usually small. Trade tends to raise world production and incomes. While some environmental problems become worse as production and income rise, others become less severe, in part because protecting the environment is a normal good. Figure 13.2 provides estimates from the trade liberalization of the Uruguay Round, for the composition and combined production and income effects. The overall environmental effects are generally small.

Second, is the World Trade Organization anti-environment? WTO rules recognize environmental-protection exceptions to its general thrust toward free trade, but the WTO also worries that restrictions that governments claim to be necessary to protect the environment are pretexts for common protectionism. A country can impose product standards to protect the environment, but the standards must apply to all consumption, not just imports, and the standards must be based on scientific evidence. In another area the position of the WTO seems to have evolved with recent rulings. The WTO now seems to be willing to permit countries to limit imports because they are produced in foreign countries using methods that the importing country considers to be damaging to the environment, but at the same time the WTO has imposed strict requirements to minimize the use of such policies as subterfuge for limiting imports for nonenvironmental (protectionist) reasons. The box “Dolphins, Turtles, and the WTO,” the fourth in the series on Global Governance, discusses cases that show the changes in WTO rulings.

Adverse environmental effects like pollution are negative externalities, distortions that lead to failures of the market to be fully efficient. The specificity rule introduced in Chapter 10 is a handy guide to government policy to address negative environmental externalities. In fact, there are two types of government policy that can directly attack the distortion—imposing taxes and subsidies, or changing property rights. As in Chapter 10, we usually use the tax-and-subsidy approach.

The specificity rule says to use the direct approach; for instance, tax pollution directly. If this is not possible, then the specificity rule says to select the tax or subsidy that is as close as possible to the act creating the pollution. An additional complication is that the source of the pollution can be our own country’s activity, another country’s activity, or the entire world’s activity. If our country cannot achieve an international agreement, we may be left to take our own policy action, even though the source of much of the problem is foreign activity. In this case trade barriers could be a second-best policy that can enhance well-being. Figure 13.3 is a useful summary of the main conclusions that can be drawn for the various possible cases.

Slide Outline

课件线索

  • Is Free Trade Anti-Environment?
  • The Size and Income Effects
  • Environmental Problems by Income Level
  • Is the WTO Anti-Environment?
  • The Specificity Rule Again
  • Alternative Government Policy Approaches
  • Preview of Policy Prescriptions
  • Externalities and Policy Prescriptions
  • Trade and Domestic Pollution
  • When Domestic Production Causes Domestic Pollution
  • When Domestic Production Causes Domestic Pollution - Long Description
  • Transborder Pollution

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